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Rolling Average Spending Policy

Definition

The rolling average spending policy calculates the annual distribution by applying the spending rate to an average of the portfolio's market value over a specified number of trailing quarters (most commonly 12 quarters, or 3 years, per NACUBO convention). This smoothing mechanism reduces the year-to-year volatility that a simple market value rule would produce, providing more predictable distributions for budgeting and grantmaking. The trade-off is a recognition lag: during sustained market declines, spending can remain elevated for 2-3 years after the decline begins because the trailing average still reflects higher pre-decline values.

In the Context of Endowment Management

The most prevalent spending rule among NACUBO-reporting endowments, used by over 60% of institutions. The widespread adoption is partly convention-driven — many endowments have not analytically compared their rolling average policy against alternatives using Monte Carlo simulation. Commonfund research documents that rolling average rules reduce spending volatility by 40-60% versus simple market value rules under typical endowment portfolio assumptions.

Related Terms
Simple Market Value Spending Policy
Hybrid Spending Policy
Spending Policy
IRS §4942
Model This in EndowCast

EndowCast's Monte Carlo simulation platform lets you apply rolling average spending policy concepts directly to your endowment portfolio — with 1,000,000 simulation paths, side-by-side spending policy comparison, and IRS compliance monitoring.